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Now Hiring - State Street - State Street Global Advisors Sales Practices Compliance, Officer, Hybrid in Boston, MA
State Street Global Advisors Sales Practices Compliance, Officer, Hybrid in Boston, MA
State Street
Base Salary Yes (amount not posted)
Total Comp: NA
Qualifications Years In Sales
Industry: Financial Services
Benefits:
yesCustomer Size: all
Car Allowance: no
Sales Cycle: Short
Travel: none
Years Selling in Industry:
Education:
They Sell
Investment & Asset Management
To Whom
Financial Services
Location:
Boston, MA
3.6
Full description of the position
Who we are looking for
Seeking an attention to detail self-starter to assist the Head of Sales Practices Compliance to support State Street Global Advisors U.S. sales practices compliance program. Strong communication skills, written and verbal, as well as analytical skills and intellectual curiosity are critical for your success. Two to four years of experience in financial services preferred, but other audit, compliance, risk management or legal experience is a plus. Bachelor’s degree required.
This role can be performed in a hybrid model, where you can balance work from home and office to match your needs and role requirements.
Why this role is important to us
The team you will be joining plays an important role in the overall success of the organization. Across the globe, institutional investors rely on us to help them manage risk, respond to challenges, and drive performance and profitability. To make that happen we need teams like yours to help navigate employees and the organization as a whole. In your role you will strive for cutting-edge solutions, that are straightforward and scalable. You will help us build resilience and execute day to day deliverables at our best. Join us if making your mark in the financial services industry from day one is a challenge you are up for.
What you will be responsible for
As the Sales Practices Compliance Officer you will:
- Assist in supporting the SSGA Sales Practices compliance program, including reviewing firm advertising and sales literature, developing and communicating firm policies around social media usage, electronic communications and mobile device usage, working on other sales-related compliance projects
- Serve as a resource for the SSGA business by keeping up to date with firm and industry regulations, guidelines and trends. Assist in the development and deployment of guidance materials as well as both online and in-person training modules
- Collaborate with the global Compliance and business teams to evaluate current processes, identify areas for improvement, and suggest solutions
- Assist with regulatory reporting and preparation of materials for internal and external audits and examinations
- Maintain good working relationships with key stakeholders. Provide business colleagues with creative solutions to complex issues
- Help ensure that firm record keeping applications and controls remain robust and adequately meet regulatory requirements
- Perform trend analysis of business team work product to identify areas of focus in terms of training and education
What we value
These skills will help you succeed in this role
- Effective analytical and organizational skills. Ability to research, learn and adapt
- Team player who is able to work both independently and collaboratively in a global team environment
- Strong verbal and written communication skills, and attention to detail; demonstrated good judgment, strong sense of ethics and personal integrity
Education & Preferred Qualifications
- Bachelor’s Degree
- 2-4 years of work experience, preferably in the financial industry
- Prior compliance, legal, risk management or audit experience is preferred
- Technical skills for project management, creating presentations, reports, and analytics
What we offer
Wide range of benefits, including:
- Medical
- Prescription Drug
- Health Savings Account (HSA)
- Flexible Spending Accounts (FSAs)
- Dental
- Vision
- Employee-Paid Life and Accidental Death & Dismemberment (AD&D) Insurance
- Employee-Paid Long-Term Disability
- Critical Illness Insurance
- Accident Insurance & Hospital Indemnity Insurance
- Business Travel Accident Insurance
- Short-Term Disability
- Identity Theft Protection
- Legal Benefits
- BeWell Programme
- Paid Time Off
- Employee Assistance Program (EAP)
- Salary Savings Program (SSP)
Are you the right candidate? Yes!
We truly believe in the power that comes from the diverse backgrounds and experiences our employees bring with them. Although each vacancy details what we are looking for, we don’t necessarily need you to fulfil all of them when applying. If you like change and innovation, seek to see the bigger picture, make data driven decisions and are a good team player, you could be a great fit.
About State Street
What we do. State Street is one of the largest custodian banks, asset managers and asset intelligence companies in the world. From technology to product innovation, we’re making our mark on the financial services industry. For more than two centuries, we’ve been helping our clients safeguard and steward the investments of millions of people. We provide investment servicing, data & analytics, investment research & trading and investment management to institutional clients.
Work, Live and Grow. We make all efforts to create a great work environment. Our benefits packages are competitive and comprehensive. Details vary by location, but you may expect generous medical care, insurance and savings plans, among other perks. You’ll have access to flexible Work Programs to help you match your needs. And our wealth of development programs and educational support will help you reach your full potential.
Inclusion, Diversity and Social Responsibility. We truly believe our employees’ diverse backgrounds, experiences and perspectives are a powerful contributor to creating an inclusive environment where everyone can thrive and reach their maximum potential while adding value to both our organization and our clients. We warmly welcome candidates of diverse origin, background, ability, age, sexual orientation, gender identity and personality. Another fundamental value at State Street is active engagement with our communities around the world, both as a partner and a leader. You will have tools to help balance your professional and personal life, paid volunteer days, matching gift programs and access to employee networks that help you stay connected to what matters to you.
State Street is an equal opportunity and affirmative action employer.
Discover more at [please apply online] Salary Range:
$65 000 - $102 500 Annual The range quoted above applies to the role in the primary location specified. If the candidate would ultimately work outside of the primary location above, the applicable range could differ.
State Street
Company Size
10000+ Employees
10000+ Employees
Founded
1792
1792
They Sell
Investment & Asset Management
Investment & Asset Management
To Whom
Financial Services
Financial Services
Website
www.statestreet.com
www.statestreet.com
Revenue
$10+ billion (USD)
$10+ billion (USD)
State Street
is currently hiring for
8
sales
positions
State Street has openings in:
MA
The average salary at State Street is:
8 Yes (amount not posted)
State Street
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State Street
State Street
is currently hiring for
8
sales
positions
State Street has openings in:
MA
The average salary at State Street is:
8 Yes (amount not posted)